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"The perils of complacency"
The Economist
December 21, 1996, U.S. Edition XMAS
A combination of
neglect and misuse seems to have made the word liberal
almost meaningless.
That is not just a pity, it is dangerous
ONE of the rudest things you can call an American
politician nowadays is a liberal. Bob Dole threw this insult
at Bill Clinton so often during the presidential campaign
that Mr Clinton, laughing at the idea that there might be
anything in it, called the slur a "golden oldie". In the
now-standard American usage, a liberal is the opposite of a
conservative--and almost the same as what Europeans used to
call a socialist, or possibly a social democrat. That is,
someone who favours big government, lots of taxes and public
spending; someone, in short, willing to infringe economic
liberties in pursuit of the common good.
In Europe, to the extent that "liberal" is used at all,
it is more often an opposite of "socialist" than a synonym.
A European liberal will favour limited government, and give
freedom priority over the supposed interests of society.
Historians would say this sense of the word has the prior
claim. But today, even in Europe, people with such views
would more often be called conservative. So it seems that in
America "liberal" has become detached from its proper
meaning and attached to the opposite, whereas in Europe it
is merely falling out of common political parlance. Abuse,
misuse and disuse: a sorry fate for such a word.
The confusion is by no means confined to everyday speech.
In political philosophy, liberalism sometimes seems so broad
a term as to exclude almost nothing--that is, to mean almost
nothing. The philosopher Robert Nozick is a liberal, in the
tradition that descends from Locke. Mr Nozick's view of the
just society (as set out in "Anarchy, State and Utopia")
calls for the minimal state: the demands of liberty are such
that governments may legitimately carry out only the
narrowest range of functions. But then the philosopher John
Rawls is also a liberal, in a different tradition that runs
through Bentham and Mill. His view, explained in "A Theory
of Justice", calls for a large state, one of whose jobs is
to decide the distribution of income among citizens.
Speaking loosely, Mr Nozick the liberal is well to the
right of any mainstream conservative in Britain or America,
and Mr Rawls the liberal (if he accepts the implications of
his analysis) well to the left of any social democrat. If
"liberal" imparts so little information even to those whose
job it is to use such terms carefully, why worry about its
corruption in popular parlance? Why not return to matters of
substance?
Put aside whether the American or the European sense of
liberal should prevail (the European sense is the
better-rooted). There is a more important issue.
Two apparently con-tradictory things are true. One is
that, however much some may protest, Bill Clinton and Bob
Dole, John Major and Tony Blair, Robert Nozick and John
Rawls, not to mention Locke, Bentham and Mill, are indeed
all liberals, in a perfectly intelligible sense of the word.
The second is that, even when defined so broadly as to
accommodate all of these and more, "liberal" still means
something important. To understand why it means something to
be a liberal, even when membership of the club is flung
indiscriminate-ly wide, is to see why liberalism is worth
not merely defining but also defending.
Freedom and its limits
Despite the countless quarrels that liberals have had
with each other over the past three centuries, certain core
beliefs, clear in the writings of the earliest thinkers,
have been central throughout. In different ways, almost all
of these beliefs are concerned with protecting the status of
the individual confronted with the demands of larger social
groups. The liberal society, as it was first conceived, aims
to guarantee freedom of religion, freedom of speech, freedom
from coercion, freedom from illegitimate authority (ie, from
unconstitutional government), freedom to buy and sell
property (including one's own labour), and so on.
Liberals have always recognised the need to set limits to
the freedoms of individuals. But in describing how these
limits should be devised, liberals only made their tendency
to exalt the individual all the more apparent. The scope of
freedom in a liberal society is given by the "harm
principle", which in Mill's formulation says this: The only
purpose for which power can be rightfully exercised over any
member of a civilised community, against his will, is to
prevent harm to others. His own good, either physical or
moral, is not a sufficient warrant.
There must be curbs on the freedoms of individuals, the
classical liberals conceded, but only to prevent those
freedoms hurting others. Perhaps the individual is the best
judge of his own interests, perhaps not; but, unless the
well-being of others is jeopard-ised, he should be the
judge. A crucial implication is that, if freedom is to be
infringed, the burden of proof rests with the infringer. The
individual does not have to prove that his actions harm
nobody. The state that limits his freedom, if it is to act
rightfully, has to prove the opposite.
It is obvious that the harm principle formulated this
way, or indeed in any plausible way, is open to many
interpretations--each supporting a different kind of
liberalism. First and foremost, what does "harm to others"
mean? My conspicuous consumption may offend people: should
my visits to Bond Street and Rodeo Drive be curbed? My
pornographic novel may corrupt them: should it be
banned?
Every economic interaction among individuals has
implications for third parties. Some such externalities
(pollution, for instance) are relatively uncontroversial
cases for regulation--that is, for liberty to be infringed.
But a different kind of externality (called a pecuniary
externality) is pervasive in economic life, as when I decide
to buy something, and thereby force up (however
fractionally) the price that others must pay. Attempting to
curb "harms" of that kind would be inconsistent with the
very idea of a market economy, an idea that all liberals are
committed to.
Consider also what Mill meant by his stipulation of a
"civilised community". Not, as you might suppose, that any
society which failed to apply the harm principle must be
uncivilised. His point was that only civilised
people--mature and educated--could use liberty wisely. The
principle did not apply to children. Power can be rightfully
exercised over them, though not over adults, so long as it
is for their own good, and regardless of whether third
parties would otherwise be harmed.
Mill said the same was true of "barbarians" (a term which
is harder to define than "children"). In other words, the
full set of liberal rights was not granted to all people
merely by virtue of their being people. Rather, it was
extended to those who qualified by virtue of their ability
to behave responsibly--that is, to members of civilised
communities. From this idea springs the liberal passion for
education and for equality of opportunity: only a civilised
society, in this special sense, can be a liberal society.
But the fact remains that, just as it is unclear exactly
what liberals mean by "harms", it is also unclear under
exactly what circumstances people qualify for liberal
freedoms.
Difficulties such as these are only the beginning. A
larger, indeed inexhaustible, source of dispute is the fact
that some liberal freedoms appear to be in conflict. For
instance, if the state is to provide its citizens with
freedom from coercion, it will need to exact some r from
them (policemen need to be paid). Even in Mr Nozick's
liberal state the government must confiscate some property:
one freedom is secured only at the expense of another.
More generally, a distinction is often drawn between two
kinds of fr the negative kind, such as freedom from
illegitimate authority, and the positive kind, such as
freedom to lead a good life. The first (freedom from . . .)
protects the individual from outside interference; the
second (freedom to . . .) may often require it. Even
liberals who favour a minimum night-watchman state regard it
as the state's job to secure certain positive freedoms. Its
role in protecting property rights, enforcing contracts, and
so on, may all be seen in this light.
Most classical liberals went further, arguing that the
state should provide relief to the poor, and supply the
services (notably education) needed if people are to play a
full part in society. Such ambitions require larger takings
from citizens. And some liberals went further still,
defending an idea of distributive justice that requires
transfers of income from rich to poor, not to relieve
poverty but to achieve a "just" distribution of income (Mr
Rawls's theory is a modern example). A case for the
full-blown modern welfare state can be developed along
similar lines. For each such regime, different schools of
liberals have proposed different ways of establishing its
legitimacy.
Given these complexities and uncertainties, each one
creating a niche for a different kind of liberalism, it is
hardly surprising that "liberal" is a term that stretches so
widely. But what matters is whether the things that all
liberals have in common are more important than the things
they disagree about. If they are, then the term, however
elastic, is serving some purpose.
A profusion of liberalisms
If Bill Clinton, Robert Dole and (yes) Newt Gingrich are
all liber answer might seem quite the opposite. What divides
them is surely bigger than what unites them: on the face of
it, apart from being white American men, these politicians
have little in common. To say this would be a mistake,
however, and a revealing one. For all three share a belief
in the liberal society as defined above: a society that
provides constitutional government (rule by laws, not by
men) and freedom of religion, thought, expression and
economic interaction; a society in which infringements of
individual liberty must be justified.
"So what?" you might say. By that definition, everyone in
the mainstream of American politics is a liberal. Quite so.
America's system o for all its faults, is probably the most
successful liberal-constitutional regime the world has seen.
And virtually all other systems of government in the West,
and the politicians within them, are liberal too, despite
their competing policies. They are liberal because the
systems embody, and the politicians share, those defining
beliefs.
In this sense, despite the anger and bitterness they
generate, the quarrels of western politics are arguments
among friends. But this is proof that "liberal" is too vague
a term to be useful. Rather, it demonstrates the
extraordinary triumph of liberalism in the West--a victory
so total, in fact, that it brings perils of its own.
Joseph Nye, an American expert on international re
analogy between security and oxygen. It serves here just as
well. In the West, we have come to take fundamental liberal
freedoms for granted--as we do with breathing. Normally, it
is easy and even desirable to forget abo breathing. But
sometimes it becomes terribly obvious that breathing is
necessary. When that happens, nothing else matters.
Two centuries ago, it was plain that what united liberals
was more important than what divided them, because liberals
were opposed to many aspects of the ruling order. All
denounced autocratic rule, religious intolerance and
political power by inheritance. In the West these battles
have been won so decisively that no serious politician any
longer questions--even thinks about--such fundamental
preferences. But here lies the danger: the liberal triumph
has encouraged a kind of complacency, a corroding
intellectual laziness, in the West's politics. It takes a
variety of forms.
For instance, so secure does the West feel in its liberal
freedoms that its politicians feel able to look indulgently
on countries in other parts of the world where rulers still
deny their people such liberty. Sev Asian economies have
startled the world with their economic progress in recent
years, but in some cases their governments have failed to
enact the full range of liberal rights. Some of these rulers
defend this as a matter of policy: they argue that liberal
freedoms are not for their people, saying that Asian values
and western licence do not mix. This is listened to
politely, even sympathetically, in the West.
If their own liberal freedoms were less securely
entrenched, western sympathisers would need to temper this
indulgence. Otherwise it might be seen as support for new
restrictions on freedoms at home. (The sympathisers would
appear to be asking why, if Singapore can do so well without
a free press, Britain or America should need one.) Precisely
because those liberties are taken for granted in the West,
nobody need fear being so accused. But that also means there
is no need to rehearse the arguments that helped to entrench
the liberties in the first place--and nobody need be
reminded that those arguments apply to Asians every bit as
much as to Europeans and Americans. In short, we may be
liberals, but we seem to be forgetting why.
The poverty of anti-liberalism
Not content merely to neglect the arguments for
liberalism, other western thinkers, such as Alasdair
MacIntyre in America and John Gray in Britain, these days go
much further, and pronounce grandly on the failure of "the
liberal project". Western rationalism has smashed
traditional modes of thinking, they argue, and the result is
disastrous: incipient moral collapse. Again, what licenses
intellectual anti-liberals to embark on such a critique is
the very fact that liberalism seems so secure.
Just 60 years ago in Western Europe, and a mere ten years
ago in Europe east of the iron curtain, any thinker who
declared liberalism a failure would have been understood as
proposing a radical alternative--such a Soviet-style
communism. In one way, that was a good thing: it helped
concentrate minds on the virtues of a liberal order. Today,
few in the West can even imagine desiring any such
alternative. So announcing the failure of liberalism arouses
no fears, and elicits no urgent reflection on what life is
like in an illiberal regime. ("Obviously, when I say that
liberalism has failed and morality is collapsing, I don't
mean that we should repudiate our civil liberties, tear up
the constitution and install an authoritarian regime." No,
quite, of course not. But then, what do you mean?)
Yet another form of modern, house-trained anti-liberalism
is emerging from what used to be the socialist left. For
several decades, apparent failure of communism sapped this
movement's animating spirit. Then, when communism collapsed
altogether, the jolt was such that even leftist politicians
who had never been communists had to rethink their ideas.
Popu opinion has turned against planning, exaggerated
concern with economic equality, grandiose schemes of public
spending and the grandiose taxes needed to pay for them. The
left must therefore shift its ground accordingly. Now
deprived of its economic distinctiveness, it is seeking a
big new idea to mark out its territory.
One such idea is to question the naive liberalism, as the
left would call it, of the political right. A favourite
theme is to depl classical-liberal emphasis on
self-interest. This is worth a moment's pause. The notion is
especially popular just now in Britain, where Tony Blair's
Labour Party is trying to shape a new post-socialist
political vision. The liberalism of the political right,
says Mr Blair, puts the individual too much at the centre;
it glorifies selfishness and naked competition; it allows
too small a role, if any, for altruism or the common good.
Margaret Thatcher and Adam Smith were wrong: there is such a
thing as society.
By all means let there be a vigorous argument between
liberals who want to promote new forms of social
co-operation and liberals who do not. That, in itself, would
be fine. But it will be a great pity if ex-socialists come
to rest their case solely on a repudiation of liberal
self-interest--because that argument can succeed only if
people forget what liberals actually mean by
self-interest.
Adam Smith was no 18th-century precursor of Gordon Gekko,
pronouncing "Greed is good." To say that individual
self-interest promotes collective welfare is not to glorify
selfishness, but merely to explain how a market economy can
work. And, by the way, Margaret Thatcher was quoted out of
context. When she said, "There is no such thing as society,"
she was replying to a questioner who had argued that society
should bear the cost of some new initiative. Mrs Thatcher
was merely pointing out that individual taxpayers, not some
disembodied "society", would still have to pay. No
liberal--indeed, nobody with an ounce of sense--ever denied
that man is a social animal, and that social virtues such as
trus willingness to co-operate are essential to man's
well-being.
When classical liberals praised self-interest, it was not
to contrast it with altruism or virtuous self-sacrifice, but
to recommend it in preference to blind habit and irrational
passion (such as racial or religious bigotry). Implicitly,
self-interest always meant enlightened self-interest. As
Hobbes, a "pre-liberal", argued, if men had always been
rational pursuers of self-interest, history would not have
been an endless tale of savagery and mayhem. For the
classical liberals, moreover, the idea of self-interest had
a crucial moral component, always neglected by modern
anti-liberals. To recommend self-interest as a guide to
behaviour is to acknowledge that no individual's interests
have priority over another's. What goes for you goes for
everyone. That claim, in turn, is the cornerstone of the
case for constitutional government.
Tacit approval of illiberal regimes abroad, grandly
paradoxical denunciations of liberalism at home, casual
attacks on liberal virtues--none of these may pose an
immediate threat to our liberal freedoms. The West's modern
anti-liberals, sof-ties by comparison with their predeces
such agenda. Indeed, they are nearly all liberals like the
rest of us, if only they would admit it. Yet, unalarming as
they may be, they are still to be opposed. Their arguments
help people to forget why liberal freedoms matter. That is a
pity in itself, and it eases the way for any bolder
followers who may come along.
In the West, by and large, we are all liberals now.
Instead of ignoring or affecting to deplore this, we should
be recognising and reaffirming it. Or else, you never know,
it might one day no longer be true.
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