With the exception of an eight month period in 1994, the first of these
three groups--the Movement for a Democratic Slovakia (HZDS) and the Slovak
National Party (SNS)--have maintained an informal or formal majority coalition
in parliament and controlled government appointments. The political
steps actually taken by this coalition on national-related issues reflect
many, though not all, of the positions held by the coalition parties and
their supporters, a subject which will receive greater attention below.
In other works, I categorize the basic principles which underlie the horizontal aspect of democracy, counterparts to the basic principles underlying the vertical aspect as detailed in Dahl's Polyarchy and related works. These underpinnings of horizontal democracy can be briefly summarized as follows:
Although a tendency toward challenging these principles appeared early in Slovakia's independent political history, few clear violations became apparent until after the 1994 election. The governing coalition formed after that election, consisting of the Movement for a Democratic Slovakia (HZDS), the Slovak National Party (SNS), and the Association of Workers of Slovakia (ZRS) demonstrated a consistent rejection of these principles, a rejection made practical by both gaps in the principle of legality and a conscious effort by the coalition to undermine the principles of separation and accountability. Without adequate legality or separation, accountability disappeared in many spheres, and the absence of accountability allowed further encroachments on legality and separation. Thus unfettered, institutions controlled by the governing coalition took steps to undermine not only the horizontal but the vertical restraints of democracy.
The elimination of separation within Slovakia's institutional structure began in minor ways in November of 1994 when Slovakia's parliament made sweeping changes in the memberships of parliamentary committees and boards overseeing a variety of important functions including privatization, public broadcasting and the activity of Slovakia's intelligence service. Committee changes gave coalition parties a disproportionate majority while the board changes entirely eliminated non-coalition representation. Because of the cohesion of the main coalition party, the subsequent appointment of coalition representatives to head public broadcasting services and the intelligence service and meant the practical removal of distinction between overseer and overseen and exempted both institutions from effective independent control. Similar developments occurred in the realm of privatization and in certain segments of the state administration where the coalition made personnel changes at levels well below the upper management.
The coalition took advantage of the lack of separation and accountability in certain areas to reduce its accountability to institutions which could not be absorbed through direct appointment. In particular, the coalition used its parliamentary powers to cut the budget of the Office of the President and used its control over public broadcast media to limit the media access of the president. The coalition also took advantage of certain low barriers to institutional change by removing presidential prerogatives not explicitly protected by the constitution.
In 1995 the presidency became the subject of a complicated series of events which demonstrated further declines in separation and accountability when the son of the president was kidnaped and transported to neighboring Austria. This action led to a number of significant repercussions: the prosecutor general removed the chief investigator from the case shortly after the latter suggested publicly that Slovakia's intelligence service had been involved in the abduction; within a month a second investigator was removed from the case after making similar allegations; several months later a go-between for a witness who testified to intelligence service involvement died in a car-bomb explosion; and reporters obtained what appeared to be an audio recording of a conversation during which the minister of the interior accepted to the request of the director of the intelligence service to limit police investigation in the case. Although government officials rejected political motivation for the change of investigators and strongly denied involvement in the explosion or the taped conversation, evidence suggests that there existed an inappropriate degree of external pressure on the police investigators. It is especially significant that the investigations of the explosion, the taped conversation and the abduction itself all ended without the filing of a single charge. The matter was further settled in 1998 when the president's term expired before the election of a successor and presidential powers including the power of pardon devolved to the government. The government immediately used this power to issue an order preventing any prosecution related to the abduction of the president's son.
In any attempt to evaluate these circumstances, it is at the very least apparent that lack of separation between investigators and other government officials hindered further action in the case and thereby prolonged the awkwardness of the situation for the president. In light of the available evidence, moreover, it is probable that the abduction itself involved intelligence service personnel as part of an attempt to undercut the power and reputation of the president, thereby reducing his ability to exert accountability over the governing coalition. In this case, the lack of separation between investigators and investigated translated also into the absence of legal accountability for at least one serious capital crime.
Lack of separation and accountability in the horizontal plane allowed for encroachments in the vertical, electoral, plane as well. In November of 1994 a parliamentary commission composed exclusively of coalition members of parliament began investigation of the electoral petition of the opposition Democratic Union, even though the petition had already been accepted by the Central Electoral Commission and even though the Constitutional Court had already refused to overturn the Electoral Commission's decision. Although the committee ultimately took no action–and had no legal authority to take action in any case–its investigation involved extensive police verification of petition signatures which was used to cast doubt on the party's right to participate in parliament and to threaten sanctions against the party.
In late 1996, parliament voted to accept the letter of resignation of a member of the coalition's parliamentary delegation despite that member's protestations that he did not wish to resign and that the letter had been held on file by the party for several years as a potential disciplinary measure. Although the Constitutional Court later declared that the members rights had been violated and that the dismissal was not valid, the coalition's parliamentary delegation voted to disregard the court's verdict. A nearly identical circumstance occurred in 1997 when parliament refused to accept the designated alternate for a vacant coalition seat because the alternate had left the party in the interim. Again the Constitutional Court declared a violation of rights and again the coalition's parliamentary delegation voted to disregard the court's verdict. Through these processes, the coalition refused accountability to individual parliamentary deputies and to the country's highest judicial body.
In 1997 the coalition further rejected accountability both to the court and the electorate in response to a referendum on the direct election of the president proposed by opposition parties. In an echo of coalition tactics, the opposition's proposed referendum cleverly circumvented accountability mechanisms held by the coalition. The coalition, however, intervened at the one point where it possessed administrative access to the referendum process: the printing and distribution of the ballots. Though the minister of the interior made this intervention without a firm legal basis, he ultimately faced no sanction as a result of unclear legal guidelines and the reduced separation between coalition forces and prosecutorial staff. When the government acquired certain presidential powers, as mentioned above, it further prevented the possibility of future sanction by issuing a general amnesty regarding the conduct of the referendum.
Having proven its ability to intervene in the balloting process, the
coalition went further in spring of 1998 to modify the election law in
ways which created administrative problems for opposition parties, which
reaffirmed the role of the coalition-controlled public media, and which
increased the administrative role of coalition-controlled ministries in
the election process. Given the coalition's recent actions in the
electoral realm, it is possible and even probable that it will become involved
in questionably legal attempts to shape the results of the September 1998
parliamentary elections in its favor. Success in that election would
raise the possibility of the coalition remaining in power until the expiration
of the terms of nearly the entire Constitutional Court. Appointment
of coalition loyalists in those positions would eliminate the separation
between the coalition and the single remaining independent–if sometimes
ignored–constitutional institution. Such a change could effectively
prevent judgment of the coalition's legislation as unconstitutional
and thereby eliminate the principle of "durability," the one horizontal
principle of democracy which has remained substantially intact in Slovakia.
The erosion of institutional restraint through the undermining of separation and accountability offers a comparatively uncomplicated topic for investigation. The actions in question can be traced to a single coalition and most can even be traced to the representatives of or appointees a single party: the Movement for a Democratic Slovakia (HZDS). Furthermore, the steps are such that they do not involve concession or collaboration by representatives of other parties or by other individuals. Erosion of political restraint results directly from the action of a particular coalition and its member parties.
Although the elements of this question are already relatively simple,
it is useful for the purposes of exploration to make one further simplification
at the outset, one which will not interfere with the re-introduction of
complexity at a later point.. Although the motivations of political
leaders are infinitely varied, two motivations are ascribed to them with
particular frequency even in the simplest models of political behavior:
to win elections and to achieve certain policy goals (Shapiro and Green
1994). And although these two motivations are intertwined in extremely
complicated ways, it is necessary to try and separate them. In practice,
this means asking how well the coalition's actions in the institutional
sphere contributed to its goals in enacting national policy and in affecting
nationally oriented voters. Likewise, it means asking how well its
actions in the national sphere contributed to its goals in its institutional
policy and in affecting institutionally oriented voters.
The party programs of the Movement for a Democratic Slovakia (HZDS) and the Slovak National Party (SNS) between1992 and 1998 seek the greatest feasible independence for Slovakia, at first from Czechs, and later from international interference in Slovakia's domestic affairs or domestic markets. Only a limited number of violations of institutional restraint toward the opposition parties, the state administration, the presidency, the legal system, and the electorates appear related to these national goals and these only tenuously so. Coalition leaders argued that changes in the method of privatization from coupon sales to direct sales introduced by the coalition after the election served to create a "domestic entrepreneurial stratum" which kept Slovakia's capital in the hands of its citizens (Meciar 1998). But this same goal could presumably have been accomplished without selling considerable property at minimal prices to domestic entrepreneurs who were high ranking members of coalition parties. Coalition leaders also argued that President Michal Kovac harmed Slovakia's image abroad by his criticism of the government and identified him as "the only president in the world who abandons his own country, own government and democratic regime" (Meciar 1995) But it is difficult to understand how removal of presidential prerogatives and refusal to undertake effective investigation of his son's abduction could stop presidential criticism in foreign countries--especially when the coalition's steps included limiting the president's access to domestic broadcasting--or repair damage to Slovakia's image.
In fact the actions of the coalition in the institutional realm themselves led to severe criticism of Slovakia and contributed directly to its worsening image abroad. Although the first instances of this problem could be attributed to misjudgements about how foreign countries and organizations might perceive the actions, this interpretation is not possible in the case of later actions such as the 1997 referendum modification and the 1998 alterations to the electoral law. In these cases and in others, representatives of EU and NATO countries made their expectations public in advance, and coalition leaders therefore acted with the knowledge that their action would further damage Slovakia's reputation abroad.Find this!!! It must be there.
On the question of relations between Slovaks and Hungarians, it is difficult to find connections between institutional restraints and the maintenance of Slovaks as Slovakia's predominant ethnic group. Lists complied by the Hungarian parties--the group most sensitive to any coalition efforts in this area--cite problems including a more restrictive language law, the implementation of more restrictive regulations in the spheres of education and culture and the creation of a hostile cultural environment (1995; Duray 1997). None of these lists, however, involves the separation and accountability questions listed above. Maintaining or expanding the positions of Slovaks in Slovakia apparently could be done to the coalition's satisfaction without the violation of institutional restraint.
Much the same can be said regarding the goal of increasing the pride
of Slovaks in the new Slovak Republic. Although the criticisms of
institutional restraints from at home and abroad may have caused some Slovaks
to rise to the occasion of defending their native land, it produced a corresponding
decrease in pride among others who saw the Slovak Republic as the one country
in the region which did not meet the political criteria of the European
Union. The institutional violations appear to have served the coalition
in a variety of ways, but it seems that they did not contribute to establishing
the Slovak nation as "the mould and measure" of the Slovak Republic.
At the level of seats and votes, it is difficult to find any clear connection. Between 1994 and 1998, the coalition held a majority in parliament. All parliamentary encroachments on institutional restraint occurred on the basis of this majority and none required support from outside the coalition. Institutional violations committed by the government involved little reference to national issues, and such issues played little role in the parliament's decisions concerning presidential prerogatives or the expulsion of deputies. Only on appointments to committees did national issues play a role and then only in limited ways In 1996 and 1997, for example, coalition deputies rejected opposition appointees to the committee for overseeing Slovakia's intelligence service on the basis of their "contacts with foreign secret services"(Krno 1997) and implications of potential for disloyalty (Minarik, Sliskova, and Skoda 1996). Yet even in this case, as in all others, outcomes rested solely on the coalition's parliamentary majority and not on the national-related explanation.
Although the coalition did not require the use of national issues for the acquisition of a parliamentary majority, it is apparent that coalition members did on occasion take advantage of national issues to maintain coalition unity. Charged with the task of forming a governing coalition, Movement for a Democratic Slovakia (HZDS) made a strong start in this direction by accepting the claims of the Slovak National Party (SNS) to two ministries closely tied with national goals: defense and education. This and other occasional concessions appear to have strengthened the coalition and provided a stronger coalition-wide basis for support of institutional encroachments proposed by HZDS. This linkage between national issues and coalition cohesion also operated in a negative fashion to the extent that for SNS coalition with any party other than HZDS would make it dependent on the support of the far less nationally oriented parties of the Slovak opposition as well as on Hungarian parties. When a dispute over privatization threatened to disrupt the coalition in 1996, HZDS leaders were quick to remind SNS of its lack of real alternatives. In two separate articles in one issue of the daily Slovenska republika, HZDS deputies concentrated on the difficulties of the SNS position. "It is a paradoxical situation when SNS votes with Hungarian parliamentary deputies"(Slovenska republika 1996, 2) noted HZDS deputy Tibor Cabaj, while deputy Jan Smolec asked rhetorically whether, "the nationally-oriented (narodniar) will embrace Hungarians?"(Smolec 1996, 2). In all likelihood, it was not national issues alone that returned SNS to full participation in the coalition, but national issues certainly contributed to that outcome.
In doing so, national-related actions and promises helped to ensure
the institutional encroachments that followed. It is in this indirect
fashion and not through any direct connection that actions on behalf of
the nation contributed to the coalition's--and especially HZDS's--goal
of eliminating political restraint.
Beginning with the first moves by the post election parliament in 1994,
each encroachment discussed above evoked sharp criticism from opposition
parties. Over time the encroachments also incurred increasingly sharp
criticism from western governments and international organizations.
One of the coalition's strategies--arguably its primary strategy--of deflecting
these attacks consisted of indicting the source for misinterpreting the
action in question, either accidentally or deliberately. Frequently
these deflections identified the source of the misunderstanding as ‘foreign-ness'
in one sense or another.
Criticisms from abroad are the most suited for this technique.
Initially, the coalition sought to deflect foreign criticism by interpreting
it in the most favorable light (Zelenayova 1994), minimizing the seriousness
of the criticism (Slovenska republika 1995)Cite this, or denying that outsiders
truly understood problems in Slovakia (Alner 1996, 9). Over time,
however, the approach shifted, and coalition representatives began to respond
to criticisms from abroad by suggesting that the criticisms represented
an intentional effort to give Slovakia a poor reputation abroad, to give
its government a poor reputation at home and in the process to open Slovakia
for economic and political exploitation. According to HZDS parliamentary
deputy Ivan Gasparovic, European forces "admonish and criticize Slovakia,
because this government fulfills its electoral program which takes a different
path of transformation from other states which sell to foreign interests
everything in which their ‘capital' expresses interest"(Siposova 1997b).
On the basis of this reasoning, representatives of HZDS dismiss criticisms
of virtually every institutional encroachment discussed above including
the car bomb death of a witness in the kidnaping of the president's son
(Husar 1996, 3), the expulsion of parliamentary deputy Gaulieder (Zvach
1997), the marring of the 1997 referendum (Siposova 1997a), the 1998 electoral
law (Malecova 1998), and numerous others. According the regular pattern
of these arguments, a combination foreign greed and self-righteousness
lead to criticisms of behaviors which in any other country would be considered
normal and democratic.
This explanation, in slightly modified form, also appears with striking frequency in respond to criticism by Slovakia's own opposition parties. In addition to attributing their criticism to simple envy of power, coalition representatives suggest that opposition criticisms result directly from agreements with the aforementioned international power centers. HZDS parliamentary deputy offers a reasonably succinct version of this argument in response to criticism of his party for expelling parliamentary deputy Gaulieder:
Many, most of the exaggerated or fabricated attacks of the opposition
are directed toward discrediting deputies of the governing coalition, toward
discrediting everything that is pro-Slovak and pro-national. They
have only one goal--to win elections and open a space for foreign transnational
monopolies to gain a stronger position. Literally to sell us to foreign
capital. This is not just about the case of "Gaulieder" or the accosting
of the nation by the president, [b]ut about a stubborn attempt to remove
the government and put Slovakia under complete economic subjection to foreign
capital. (Cuper 1997)
A whole series of other articles involve variations on this argument
in response to specific criticisms, as above, and in general indictment
of opposition statements. By this method, the coalition uses appeals
to the national dimension of Slovak politics to allay criticisms of its
institutional encroachments and to suggests that they are not encroachments
at all.
For those who nevertheless interpreted the coalition's institutional actions as encroachments and viewed them negatively, the coalition offered a final line of argument. Using national appeals it forced an implicit weighing of priorities. The alternative to the coalition, they argued, was an opposition with neither the ability nor the desire to maintain Slovakia's independence. According to HZDS chairman Vladimir Meciar in a speech to a large public meeting, oppositions claims of national feeling reflected only election campaign strategy:
Patriotism ("vlastenectvo") is being appealed to by those who outright act unfriendly toward Slovakia. It is possible to think that way only in football. There a "vlastenec" is a goal into your own net. The opposition so far has demonstrated only antagonism toward its homeland, to the nation and the culture. You know many of them did not vote in favor of either sovereignty or the independence of Slovakia. To the world they declare that they are cosmopolitans or Czechoslovaks, but when it concerns [political] posts, they approach the stupefied voter with the world ‘patriotism.'" (Siposova 1998)Taking this argument further, HZDS deputy Jan Cuper links electoral victory by the opposition both to Slovakia's place in the world and to the relations between Slovaks and Hungarians. In the article, entitled "The opposition wants to govern Slovakia with the help of foreign patrons," he argues that an opposition victory would mean cause Slovakia to "fall under the neo-colonial influence of the western countries which so vehemently support the so-called SDK [Slovak Democratic Coalition] through media and finances" and that "SDK could government only with the help of Hungarian political parties, who would compel territorial autonomy"(Malecova 1998). In short, Cuper argued--an argument repeated in various forms in numerous other HZDS statements--"the coming [1998] election will truly decide whether Slovakia will continue as an independent and sovereign state"(Malecova 1998). National issues thus become a trump card. If the arguments of Meciar and Cuper and others are to be believed, criticisms of how the coalition has governed the country must be weighed against the danger that there might be no country at all.
Table 1. Share of HZDS supporters within population subsets defined by opinions on the nation and the use of authority
| Year | ||||||
| HZDS supporters as a share of all respondents | Column 1 | Column 2 | Column 3 | Column 4 | Column 5 | |
| HZDS supporters as a share of respondents supporting separation | HZDS supporters as a share of respondents supporting a "firm hand" over "patient negotiation" | HZDS supporters as a share of respondents supporting separation and a "firm hand" | HZDS supporters as a share of respondents supporting separation but not a "firm hand" | HZDS supporters as a share of respondents supporting a firm hand but not separation | ||
| 1993 | .23 | .35 | .23 | .35 | .37 | .16 |
| 1994 | .22 | .42 | .40 | .64 | .27 | .24 |
| 1996 | .18 | .34 | .27 | .41 | .28 | .19 |
| Apr. 1994 | .25 | .32 | .30 | .35 | .24 | .26 |
| Nov. 1994 | .23 | .35 | .44 | .52 | .30 | .35 |
The relationship between national appeals and toleration of institutional
encroachment also includes those voters who support both. As Table
1 shows, HZDS receives a disproportionately high degree of support from
this segment of the population. That these two opinions appear so
strongly bound within HZDS may suggest that the two positions are somehow
inescapably bound together. Evidence, however, suggests that the
relationship is strongly dependent on circumstances. According to
the FOCUS surveys cited above, correlation between support for "a firm
hand" and support for the split of Czechoslovakia was 0.00 in 1993 to 0.06
in 1994 and to 0.09 in 1995. The numbers suggest that the two positions
do not necessarily correlate but that the degree of correlation did increase
slightly over time in tandem with the increased connection between the
two in the rhetoric of HZDS. Again the results available here provide
no definitive relationship between the coalition's national appeals and
public acceptance of its encroachments, but it is clear that HZDS supporters
are more likely than others to hold the two positions in common, and that
the two positions have become increasingly linked over time in sequence
with their increasing linkage within HZDS.
From a broader perspective, it is important to note here that this explanation
calls into question the more common explanations of the link between authoritarianism
and nationalism. Whether it is national appeals that maintain electoral
support for a party that violates institutional boundaries, or it is national
fear that causes the party's leaders to violate those institutional boundaries,
(and the two are not inconsistent) the underlying dynamic is fear of victory
by non-national forces. It is not because Slovaks as a whole are
predisposed to national ways of thinking. Just the reverse is true,
in fact. If nationally oriented coalition leaders did not fear that
a non- or anti-Slovak opposition might win enough votes to take office,
it is unlikely that they would risk domestic and foreign criticism by undercutting
their own democratic institutions. Only polarization into national
and non-national forces which could explain the hypothesized links between
national goals and institutional violations. A country with uniformly
high national feeling would have little to fear from leaders such as Hofbauer
and Cuper because they for their part would not fear for their country's
safety. And in a country with uniformly high national feeling, national
incentives could not be used to explain away or justify institutional encroachments
because other parties could not be accused of disloyalty and because any
that could would be unable to pose a real threat of getting elected.
If Slovakia does represent a triumph of nationalist populism, it is a triumph
that could only take place in an environment where non-nationalist, non-populists
are strong enough to pose a serious challenge to those in power and their
supporters.
There are really two Slovakias. One Slovakia is entranced, provincial, compliant, and submissive to the will of foreign powers, leashed-up lackeys of those abroad. The other Slovakia is upright, determined but thoughtful. Meciar and HZDS are on this side toward the future of an open Slovakia. Let us take that road together.A similar message appears rather more obliquely in HZDS television commercials, one of which shows a vineyard and vintner and the statement, "A good farmer (hospodar) does not sell off his land. Nor will we sell off Slovakia"(emphasis in grammatical form of original).
As with specific tactics, the broader dynamic remains the same as well.
If the current coalition does disrupt the elections (and by the time this
paper is presented, we should know the answer), it will do so out of administrative
strength combined with political weakness. A party firmly in control
of its electoral future need not take direct action against opposition
parties. Paradoxically, any triumph of national populism in Slovakia
in the 1998 elections will occur not from the abundance of national- and
authority-minded voters but from want of them.
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